PROCESS VALIDATION

Pasteur Pipette Sterilization Oven Upgrade & Validation

The existing sterilization oven system at CooperSurgical was outdated and created multiple operational and compliance risks. The legacy Scanlink software was incompatible with modern Windows OS, hardware was limited to 12 thermocouples versus the required 20 for proper temperature mapping, manual data retrieval required cleanroom entry, and temperature overshoot and oscillation were observed (ranging from 134–140°C when setpoint was 133°C). Oven #4 specifically exceeded setpoint by up to 7°C. These issues created sterility assurance risks, process reliability concerns, regulatory exposure, and operational inefficiency. The business required improved monitoring, control logic, and regulatory compliance while enabling continuous 24/7 operation with remote monitoring capabilities.

Project Metrics

Thermocouples20-Point Mapping
Data Retention≥30 Days
Operation Mode24/7 Continuous
01

Problem Definition

The existing sterilization oven system at CooperSurgical was outdated and created multiple operational and compliance risks. The legacy Scanlink software was incompatible with modern Windows OS, hardware was limited to 12 thermocouples versus the required 20 for proper temperature mapping, manual data retrieval required cleanroom entry, and temperature overshoot and oscillation were observed (ranging from 134–140°C when setpoint was 133°C). Oven #4 specifically exceeded setpoint by up to 7°C. These issues created sterility assurance risks, process reliability concerns, regulatory exposure, and operational inefficiency. The business required improved monitoring, control logic, and regulatory compliance while enabling continuous 24/7 operation with remote monitoring capabilities.

02

System Constraints

ISO 13485 and FDA QSR compliance requirements
Good Documentation Practices (GDP) adherence
Validation lifecycle (IQ/OQ/PQ) linkage required
Equipment calibration and traceability requirements
20-thermocouple monitoring requirement for proper temperature mapping
Temperature control within defined ranges (133°C ± tolerances)
Continuous 24/7 operation requirement
≥30-day data retention capability
Remote monitoring support needed
Cleanroom access minimization
Legacy system compatibility issues (Scanlink software)
Windows 10 compatibility requirement
03

Engineering Decisions

Authored comprehensive User Requirements Specification (URS) defining system requirements

Established 20-thermocouple monitoring architecture (vs. legacy 12-TC system)

Defined alarm architecture with PHL/PLL/fail thresholds and multi-TC decision logic

Implemented 18/20 thermocouples within range requirement with absolute minimum rules

Designed external controller capability to directly drive heaters

Developed temperature mapping strategy: worst-case hot condition, worst-case cold start, shelf-level testing

Optimized thermocouple placement accounting for airflow effects

Established pre-alarm strategy and configurable dwell/alarm behavior

Created structured bench test planning framework (Form ENG-022)

Defined data logging requirements with remote access capabilities

Implemented user access controls and security requirements

04

Validation Strategy

  • Root cause of Oven #4 temperature overshoot identified: faulty main thermocouple
  • Systematic troubleshooting performed: reprogrammed controller (issue persisted), replaced controller (issue persisted), replaced main thermocouple (issue resolved)
  • Oven calibration verified successful post-repair
  • Formal URS established and approved
  • FAT (Factory Acceptance Test) framework created
  • Temperature mapping plan developed for worst-case validation
  • Alarm logic tightened with multi-sensor decision rules
  • Improved data logging strategy with ≥30-day retention
  • Remote monitoring capability defined
  • Reduced cleanroom entry requirements through automated data collection
05

Risk & Mitigation

Temperature overshoot risk mitigated through main thermocouple replacement and control logic improvements
Mitigation:
Legacy software incompatibility addressed through system upgrade requirements
Mitigation:
Insufficient thermocouple capacity resolved by expanding to 20-TC architecture
Mitigation:
Data accessibility limitations addressed through remote monitoring design
Mitigation:
Multi-sensor decision logic complexity managed through clear 18/20 TC rules
Mitigation:
PID tuning concerns addressed through external controller architecture
Mitigation:
Cleanroom access inefficiency reduced through automated data collection
Mitigation:
Thermocouple placement optimized based on airflow analysis
Mitigation:
Calibration traceability maintained throughout troubleshooting process
Mitigation:
06

Final Outcome

Successfully identified and resolved root cause of temperature control instability in Oven #4, restoring process capability through main thermocouple replacement. Developed comprehensive URS defining upgraded system architecture with 20-thermocouple monitoring, enhanced alarm logic, remote monitoring, and continuous 24/7 operation capability. Established temperature mapping strategy and FAT framework to support validation lifecycle. Improved data logging with ≥30-day retention and reduced cleanroom entry requirements. Created foundation for regulatory-compliant sterilization process with enhanced monitoring, control, and traceability. Project established clear path from legacy 12-TC system to modern 20-TC architecture with Windows 10 compatibility and remote access, addressing sterility assurance, process reliability, regulatory compliance, and operational efficiency requirements.

Thermocouples20-Point Mapping
Data Retention≥30 Days
Operation Mode24/7 Continuous